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Animacy is a grammatical and semantic principle expressed in language based on how sentient or alive the referent of a noun is. Widely expressed, animacy is one of the most elementary principles in languages around the globe, and is a distinction acquired as early as 6 months of age.[1]

Concepts of animacy constantly vary beyond a simple animate vs. inanimate binary; many languages function off of a hierarchical General Animacy Scale that ranks animacy as a “matter of gradience”.[2] Typically (with some variation of order and of where the cutoff for animacy occurs) the scale ranks humans above animals, then plants, natural forces, concrete objects, and abstract objects, in that order. In referring to humans, this scale contains a Hierarchy of ‘Persons’, ranking first and second person pronouns above third person – partly a product of empathy, involving the speaker and interlocutor.[2] Additionally, the hierarchy tends to place singular persons over plural (as seen in the heavy difference between “I regret to inform you” and “We regret to inform you”) – though this carries exceptions (such as thousands of people signing a petition).[2]

Examples[edit]

The distinction between {he, she, and other personal pronouns} on the one hand, and it on the other, is a distinction in animacy in English and in many Indo-European languages. The same can be said about distinction between who and what. Some languages, such as Turkish, Spoken Finnish and Spanish do not distinguish between s/he and it. In Finnish there is a distinction in animacy between hän "he/she" and se "it", however in Spoken Finnish se also can have the meaning "he/she". English shows a similar lack of distinction between they animate and they inanimate in plural, but does as shown above have such a distinction in singular.

There is another example of how animacy plays some role in English. For example, the higher animacy a referent has, the less preferable it is to use the preposition of for possession, as follows (this can also be interpreted in terms of alienable versus inalienable possession):

  • My face is correct, while *the face of me is not.
  • The man's face and the face of the man are both correct, and the former is preferred.
  • The clock's face and the face of the clock are both correct, and the latter is preferred.

Examples of languages in which an animacy hierarchy is important include the Mexican language Totonac and the Southern Athabaskan languages (such as Western Apache and Navajo), whose animacy hierarchy has been the subject of intense study. The Tamil language has a noun classification based on animacy.

Proto-Indo-European language[edit]

Because of the similarities in morphology of feminine and masculine grammatical gender inflections in Indo-European languages, there is a theory that in an early stage the Proto-Indo-European language had only two grammatical genders: "animate" and "inanimate/neuter". This distinction is preserved in Anatolian languages like Hittite.

The animate gender would then later (after separation of Anatolian languages) have developed into the feminine and masculine genders. The plural of neuter/inanimate nouns has assumed to originally have had the same ending as collective nouns in singular, and some words with this collective noun ending in singular were later to become feminine gender words. Traces of this can be found in Ancient Greek, where the singular form of verbs was used when they referred to neuter words in plural. In many Indo-European languages, such as Latin and Slavic, the plural ending of many neuter words in nominative, accusative and vocative corresponds to the feminine singular nominative form.

Navajo[edit]

Like most other Athabaskan languages, Southern Athabaskan languages show various levels of animacy in their grammar, with certain nouns taking specific verb forms according to their rank in this animacy hierarchy. For instance, Navajo nouns can be ranked by animacy on a continuum from most animate (a human) to least animate (an abstraction) (Young & Morgan 1987: 65-66):

Human > Infant/Big Animal > Medium-sized Animal > Small Animal > Natural Force > Abstraction

Generally, the most animate noun in a sentence must occur first while the noun with lesser animacy occurs second. If both nouns are equal in animacy, then either noun can occur in the first position. So both sentences (1) and (2) are correct. The yi- prefix on the verb indicates that the 1st noun is the subject and bi- indicates that the 2nd noun is the subject.

(1) Ashkii at’ééd yiníł’į́
boy girl yi-look
'The boy is looking at the girl.'
(2) At’ééd ashkii biníł’į́
girl boy bi-look
'The girl is being looked at by the boy.'

But sentence (3) sounds wrong to most Navajo speakers because the less animate noun occurs before the more animate noun:

(3) *Tsídii at’ééd yishtąsh
bird girl yi-pecked
*'The bird pecked the girl.'

In order to express this idea, the more animate noun must occur first, as in sentence (4):

(4) At’ééd tsídi bishtąsh
girl bird bi-pecked
'The girl was pecked by the bird.'

Japanese[edit]

Although nouns in Japanese are not marked for animacy, it has two existential/possessive verbs; one for implicitly animate nouns (usually humans and animals) and one for implicitly inanimate nouns (often non-living objects and plants). The verb iru (いる also written 居る)is used to show the existence or possession of an animate noun. The verb aru (ある, sometimes written 在る when existential or 有る when possessive) is used to show the existence or possession of an inanimate noun.

An animate noun, in this case 'cat,' is marked as the subject of the verb with the subject particle ga (が), but no topic and no location are marked. This implies the noun is indefinite and merely exists.

(1) Neko ga iru.
いる
cat SUBJECT to exist
'There is a cat.'

In the second example, a topic is introduced, in this case "I", with the topic particle wa (は). The animate noun is again marked with a subject particle, and no location is denoted. This implies that the topic owns, or perhaps is holding onto, the noun.

(2) Watashi wa neko ga iru.
いる
I TOPIC cat SUBJECT to exist
'I have a cat.'

In the third example, the noun is marked as the topic (and by default functions as the subject of the verb) while a location, in this case the top of a chair, is marked with the location particle ni (に). This implies that the noun is both a definite noun and that is located at the specified location.

(3) Neko wa isu no ue ni iru.
椅子の上 いる
cat TOPIC chair+NOUNCOORDINATOR+above/on LOCATION to exist
'The cat is on the chair.'

In all of those cases, if the noun is not animate, such as a stone, instead of a cat, the verb iru must be replaced with the verb aru (ある or 有る[possessive]/在る[existential,locative]).

(1) Ishi ga aru.
ある
stone SUBJECT to exist
'There is a stone.'
(2) Watashi wa ishi ga aru.
ある
I TOPIC stone SUBJECT to exist
'I have a stone.'
(3) Ishi wa isu no ue ni aru.
椅子の上 ある
stone TOPIC chair+NOUNCOORDINATOR+above/on LOCATION to exist
'The stone is on the chair.'

In some cases where 'natural' animacy is ambiguous, whether a noun is animate or not is the decision of the speaker, as in the case of a robot, which could be correlated with the animate verb (to signify sentience or anthropomorphism), or with the inanimate verb (to emphasise that is a non-living thing).

(1) Robotto ga iru.
ロボット いる
robot SUBJECT to exist
'There is a robot' (emphasis on its human-like behavior).
(2) Robotto ga aru.
ロボット ある
robot SUBJECT to exist
'There is a robot' (emphasis on its status as a non-living thing).

Russian[edit]

Overview[edit]

Russian has a somewhat complex hierarchy of animacy in which syntactically animate nouns may include both animate and inanimate objects (like mushrooms and dances).[3] Overall, the border between animate and inanimate places humans and animals in the former and plants, etc., in the latter – thus basing itself moreso on sentience than “aliveness”.[3]

Animacy functions as a ‘subgender’ through which noun cases intersect in a phenomenon called syncretism, which here can be either nominative-accusative or genitive-accusative. Inanimate nouns have accusative forms that take on the same forms as their nominative – meanwhile, animate nouns are marked by instead having their genitive forms resemble nominative.[4] For example, syncretism conditioned by referential animacy results in forms like the following:

  • NOM stol ‘table’ -> ACC stol, like nom (exhibiting nom-acc syncretism)
  • NOM kot ‘cat’ -> ACC kota, like gen (exhibiting gen-acc syncretism) [4]

This gen-acc syncretism also occurs when restricted by declension class, resulting in syncretism in multiple pronominal forms, such as the reflexive pronoun sebja, personal pronouns, and the indefinite interrogative and relative pronoun kto.[4]

In their plural forms, nouns of all genders may distinguish the categories of animate vs. inanimate via this gen-acc syncretism, but only masculine nouns of the first declension (and their modifiers) show it in the singular (Frarie 1992:12), while other declensions and genders of nouns “restrict (morphological) expression of animacy to the plural” (Frarie 1992:47).

  • Masc nouns that show syncretism in both sg and plural: муж [muʂ] ‘husband,’ сын [sɨn] ‘son,’ лев [lʲef] ‘lion,’ конь [konʲ] ‘horse’ [3]
  • Fem animate/neut animate nouns that show syncretism in only plural: женщина [ˈʐɛnʲɕːɪnə] ‘woman,’, животное animal, лошадь [ˈɫoʂətʲ] horse [3]

Elsewhere, animacy is displayed syntactically, such as in endings of modifiers for masc nouns of the 2nd declension [3]

Animacy as a “subgender”[edit]

While animacy is viewed as primarily semantic when approach diachronically, a synchronic view suggests animacy as a sublevel of gender.[4] Syntactic gender is defined through patterns in agreement, not necessarily semantic value [4] – for example, Russian has “common gender” nouns that refer to traditionally masculine roles but act as syntactically feminine.[4]

Animacy occurs as a subgender of nouns and modifiers (and pronouns, only when adjectival) and is primarily reflected in modifier-head agreement (as opposed to subject-predicate agreement).

Controversy[edit]

Some consider the system to be based on marking inanimacy, in which case the gen-acc distinguishes a “non-inanimate” subgender of nouns and modifiers;[4] while others claim that ultimately it is indeed animacy that is marked.[3]

Sinhala[edit]

In spoken Sinhala, there are two existential/possessive verbs: හිටිනවා hiţinawā / ඉන්නවා innawā are used only for animate nouns (humans and animals), while තියෙනවා tiyenawā for inanimate nouns (non-living objects, plants, things, etc.)

For example:

(1) minihā innawā
මිනිහා ඉන්නවා
man there is/exists (animate)
There is the man
(2) watura tiyenawā
වතුර තියෙනවා
water there is/exists (inanimate)
There is water

Spanish[edit]

Nouns[edit]

In Spanish, the preposition a (meaning "to" or "at") has gained a second role as a marker of concrete animate direct objects:

Veo esa catedral. "I can see that cathedral." (inanimate direct object)
Veo a esa persona "I can see that person." (animate direct object)
Vengo a España. "I come to Spain." (a used in its literal sense)

This usage is fully standard and is found around the Spanish-speaking world.

Pronouns[edit]

Spanish personal pronouns are generally omitted when they are the subject of the sentence, but when they are explicitly stated, they are used only with people or humanized animals or things. There are no inanimate subject pronouns in Spanish, like it in English.

Spanish direct object pronouns (me, te, lo, la, se, nos, os, los, las) do not differentiate between animate and inanimate entities, and only the third persons have gender distinction. Thus, for example, the third person singular feminine pronoun, la, could refer to a woman, an animal (e.g., mariposa, butterfly) or an object (e.g. casa, house), provided that their genders are feminine.[5]

With pronouns, there is a tendency to use le (which is usually an indirect object pronoun, meaning "to him/her") as a direct-object pronoun, at the expense of the direct-object pronouns lo/la, when the referent is animate. This tendency is especially strong (a) when the pronoun is being used as a special second-person pronoun of respect, (b) when the referent is male, (c) with certain verbs, (d) when the subject of the verb happens to be inanimate. There is great regional variation as regards this usage.

Animacy hierarchy and morphosyntactic alignment[edit]

Split ergativity[edit]

Animacy can also condition the nature of the morphologies of split-ergative languages. In such languages, participants more animate are more likely to be the agent of the verb, and therefore are marked in an accusative pattern: unmarked in the agent role and marked in the patient or oblique role.

Likewise, less animate participants are inherently more patient-like, and take ergative marking: unmarked when in the patient role and marked when in the agent role. The hierarchy of animacy generally, but not always, is ordered:

1st person > 2nd person > 3rd person > proper names > humans >
  • non-humans
  • animates
> inanimates

The location of the split (the line which divides the inherently agentive participants from the inherently patientive participants) varies from language to language, and, in many cases, the two classes overlap, with a class of nouns near the middle of the hierarchy being marked for both the agent and patient roles.

Hierarchical alignment[edit]

In a direct–inverse language clauses with transitive verbs can be expressed with either a direct or an inverse construction. The direct construction is used when the subject of the transitive clause outranks the object in salience or animacy. The inverse construction is used when the "notional object" outranks the "notional subject".

Thematic roles[edit]

A noun essentially requires the traits of animacy in order to receive the role of Actor and Experiencer. Additionally, the Agent role is generally assigned to the NP with highest ranking in the animacy hierarchy – ultimately, only animate beings can function as true agents.[1] Similarly, languages universally tend to place animate nouns earlier in the sentence than inanimate nouns.[1] Animacy is a key component of agency – combined with other factors like “awareness of action”.[2] Agency and animacy are intrinsically linked – with each as a “conceptual property” of the other.[2]

See also[edit]

References[edit]

  • Frishberg, Nancy. (1972). Navajo object markers and the great chain of being. In J. Kimball (Ed.), Syntax and semantics, (Vol. 1), (p. 259-266). New York: Seminar Press.
  • Hale, Kenneth L. (1973). A note on subject–object inversion in Navajo. In B. B. Kachru, R. B. Lees, Y. Malkiel, A. Pietrangeli, & S. Saporta (Eds.), Issues in linguistics: Papers in honor of Henry and Renée Kahane, (p. 300-309). Urbana: University of Illinois Press.
  • Thomas E. Payne, 1997. Describing morphosyntax: A guide for field linguists. Cambridge University Press. ISBN 0-521-58224-5
  • Young, Robert W., & Morgan, William, Sr. (1987). The Navajo language: A grammar and colloquial dictionary (rev. ed.). Albuquerque: University of New Mexico Press. ISBN 0-8263-1014-1
  1. ^ a b c Szewczyk, Jakub M.; Herbert Schriefers (2010). "Is animacy special? ERP correlates of semantic violations and animacy violations in sentence processing". Brain Research (1368): 208–221. Retrieved 17 April 2014. 
  2. ^ a b c d e Yamamoto, Mutsumi (2006). Agency and impersonality: Their linguistic and cultural manifestations. Amsterdam: J. Benjamins Pub. Co. p. 36. 
  3. ^ a b c d e f Frarie, Susan E. (1992). Animacy in Czech and Russian. University of North Carolina at Chapel Hill. 
  4. ^ a b c d e f g Klenin, Emily (1983). Animacy in Russian: a new interpretation. Columbus, OH: Slavica Publishers. 
  5. ^ Asociación de Academias de la Lengua Española. (2005). Diccionario panhispánico de dudas. Bogotá: Santillana Ediciones Generales. ISBN 958-704-368-5. 

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Medical Daily
Thu, 17 Jul 2014 14:00:00 -0700

“Autonomous robots send these signals of what psychology calls animacy,” said Breazeal to Mashable's Lance Ulanoff. “In the world of entities, our minds have different ways, different psychology when you think of things that are governed by having ...
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